Risk-Based Auditing

Risk-Based Auditing
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Risk-Based Auditing

Learning Objectives

  • Learn how recent Audit Standards impact risk assessment and audit procedures
  • Identify audit risks and design techniques that deliver effective results and efficiency.
  • Discover best practices to implement in an Enterprise Risk Management program and continuous audit monitoring.

Program content

  • Identify and analyze the types of risks that an organization faces and to use that risk knowledge to perform better audits.
  • Differentiate between audit risk and business risk; and understand the two concepts of risk to better design an audit.
  • Identify and utilize the components of the COSO Enterprise Risk Management framework and apply that framework to better understand organizational operations.
  • Describe the linkage between risk and control.
  • Identify the procedures CPA firms use to identify the risk of potential audit clients and describe how risk will affect decisions about accepting, retaining, or not retaining clients.
  • Identify the factors an audit firm should implement to minimize the risk associated with taking on a new audit client.
  • Define audit risk and describe the linkages among the major components of audit risk.
  • Utilize audit risk to plan the nature of procedures to be performed on an audit engagement.
  • Identify the information the auditor needs to gather to perform a risk analysis of a client.
  • Link the client risk analysis to the design of audit procedures.

Course Format – MORE than just 4 CPEs - learn and earn CPE

  • Group-"live and lively" format - highly interactive using case studies to encourage discussion and enhance learning - issues submitted in advance will be covered
  • Basic course with no prerequisites or advanced preparation
  • Small classes promote individualized attention
  • One-on-one after class consultation available as practical

Registration, Payment and Cancellation Policy

  • Registration and submit payment online via credit card
  • Pre-paid registration of $149 is required; no walk-ins
  • Full refunds or switches to another session with 48 or more hours notice before class begins

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Contact for questions, comments, complaint, and assistance

Andrea Carroll, Registrar
Accounting Educators
1374 Roger Avenue
Bridgewater, New Jersey 08807-1251
Phone (908) 448-7705 Fax (908) 658-3208

Accounting Educators is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors, 150 Fourth Avenue North, Suite 700, Nashville, TN, 37219-2417. Web site: www.nasba.org. Our NASBA number is 103483.



Contact Information

  • Andrea P. Carroll, Registrar

    Email: accountingeducators@yahoo.com
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