Celent Roundtable | Innovation and Ecosystem Transformation in Risk and Compliance (Invitation-only)

London
Wednesday, March 13, 2019


9:00 a.m.
Registration


9:10 a.m.
Welcome and Opening Comments

Andrew Renzella, Business Development and Client Services


9:20 a.m.
Celent Digital Solutions: VendorMatch

Celent Analysts

Celent’s new VendorMatch solution is a tool clients can leverage for their on-going technology vendor research. We provide a view into VendorMatch’s trading software coverage, including solutions for risk and compliance.


9:35 a.m.
Risk Management Business and IT Outlook 2019: Forward-Looking Perspectives

Cubillas Ding, Research Director

This session will provide forward-looking perspectives on where firms stand at the current juncture in their business and operational strategies pertaining to risk management and the risk-related regulatory agenda for wholesale and commercial banks. What are the main challenges facing risk and compliance offices today? What are the expectations for digitization in Risk? How should CROs and CCOs craft technology enablement strategies and investments to navigate the future?.


10:00 a.m.
Evolution of Utilities and Managed Services: From Cost Control to Innovation

Neil Katkov, PhD, Head, Risk and Compliance

This session analyzes the progress of utilities and managed service solutions in capital markets, including AML-KYC utilities. Firms are now using mutualization to share not only costs and effort, but also new technology development and innovation in areas such as RPA, AI, and blockchain. In this session we examine the challenges in faster adoption of utilities, and discusses key considerations for the next phase of evolution for solution providers and users.


10:25 a.m.
Break


10:45 a.m.
Robotic Process Automation in Risk and Compliance

Joan McGowan, Senior Analyst, Risk and Compliance

This session will examine the potential, as well as the challenges, in using RPA to ameliorate intractable operational issues in Risk. RPA, as a set of technologies that enables the automation of tasks currently requiring human involvement, is a compelling business approach to the problems of staffing, risk mitigation, and the management of compliance. But RPA comes with its own inherent risks and banks need to be aware that RPA will enhance cyber threats and potential failures of operational processes.

11:10 a.m.
Technology and Investment Trends in AML-KYC

Neil Katkov, PhD, Head, Risk and Compliance

Operational and technology budgets for AML-KYC compliance have skyrocketed over the past decade, pushing firms to seek new ways to increase efficiencies and bring down costs. How much are firms spending, and how successful have they been in getting the compliance burden under control? This session will look at spending and technology trends in AML-KYC, based on a recent, global Celent survey of financial institutions.


11:30 a.m.
Attendee Feedback, Discussion, and Q&A


12:00 p.m. – 12:30 p.m.
Wrap Up and Networking



 

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